0001462180-13-000023.txt : 20130430 0001462180-13-000023.hdr.sgml : 20130430 20130430093816 ACCESSION NUMBER: 0001462180-13-000023 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 GROUP MEMBERS: BULLDOG INVESTORS GENERAL PARTNERSHIP GROUP MEMBERS: CALAPASAS WEST PARTNERS, LP GROUP MEMBERS: FULL VALUE OFFSHORE FUND, LTD. GROUP MEMBERS: FULL VALUE PARTNERS, LP GROUP MEMBERS: FULL VALUE SPECIAL SITUATIONS, LP GROUP MEMBERS: MCM OPPORTUNITY PARTNERS, LP GROUP MEMBERS: OPPORTUNITY INCOME PLUS, LP GROUP MEMBERS: OPPORTUNITY PARTNERS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-87370 FILM NUMBER: 13794756 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors CENTRAL INDEX KEY: 0001462180 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PARK 80 WEST PLAZA TWO STREET 2: SUITE 750 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST PLAZA TWO STREET 2: SUITE 750 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 SC 13D 1 third.txt SCHEDULE 13D DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 3/22/13 1. NAME OF REPORTING PERSON Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus Fund, LP, MCM Opportunity Partners, LP, and Bulldog Investors General Partnership (collectively, "Bulldog Investors Group of Funds"). 2. CHECK THE BOX IF MEMBER OF A GROUP a[x] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [X] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 1,171,189 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 1,171,189 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 1,171,189 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.70% 14. TYPE OF REPORTING PERSON IC _______________________________________________________ Item 1. SECURITY AND ISSUER This Schedule 13D relates to the shares of Common Stock of HF2 Financial Management Inc. ("HTWO" or the "Issuer"). The principal executive offices of HTWO are located at 999 18th Street STE 3000 Denver CO 80202 Item 2. IDENTITY AND BACKGROUND This Schedule 13D is filed on behalf of Bulldog Investors Group of Funds, which consists of the following: Opportunity Partners, LP (an Ohio limited partnership), Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd. (a Cayman Islands exempted company), Full Value Partners, LP, Opportunity Income Plus Fund, LP, MCM Opportunity Partners, LP, and Bulldog Investors General Partnership (a general partnership certified to do business in New York). Each member of the group, unless otherwise indicated, is a Delaware limited partnership. The principal business of each member of the group is trading and investing in securities. The address of the principal office of each member is Park 80 West-Plaza Two, 250 Pehle Ave., Suite 708, Saddle Brook, NJ 07663. (d) n/a (e) On October 17, 2007, the Massachusetts Secretary of State issued a permanent "obey the law" injunction and fined Bulldog Investors General Partnership, Opportunity Partners, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, and certain related parties (collectively, the "Respondents") $25,000 for operating a non-password protected website containing information about certain unregistered investments and sending an e-mail about such investments to a Massachusetts resident who requested information. On April 5, 2012, the President signed the JOBS Act which expressly permits such acts. Consequently, on June 29, 2012, the Respondents submitted a motion to the Secretary to vacate his order. (f) n/a ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATIONS Shares of the Issuer have been purchased with the working capital of each member of the group. ITEM 4. PURPOSE OF TRANSACTION The shares of HTWO reported herein are for investment purposes. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the S-1/A filed on March 21, 2013, there were 20,539,875 shares outstanding as of March 21, 2013. The percentage set forth herein was derived using such number. The Bulldog Investors Group of Funds beneficially owns 1,171,189 shares of HTWO (or 5.70% of the outstanding shares). The Bulldog Investors Group of Funds has sole power to dispose of and vote the 1,171,189 shares. c) During the past 60 days the following shares of HTWO were purchased: Date: Shares: Price: 3/22/13 945,249 10.0000 3/27/13 100,000 10.0000 (Sponsor Shares) 4/01/13 12,970 10.0000 (Sponsor Shares) d) NA e) NA ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The Bulldog Investors Group of Funds has agreed to vote its shares for any transaction that the board approves. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS NA After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 4/30/2013 OPPORTUNITY PARTNERS, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP CALAPASAS WEST PARTNERS, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP FULL VALUE SPECIAL SITUATIONS FUND, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP FULL VALUE OFFSHORE FUND, LTD. By: /s/ Andrew Dakos Andrew Dakos, Director FULL VALUE PARTNERS, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP OPPORTUNITY INCOME PLUS FUND, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP MCM OPPORTUNITY PARTNERS, LP By: /s/ Andrew Dakos Andrew Dakos, Manager of the GP BULLDOG INVESTORS GENERAL PARTNERSHIP By: /s/ Andrew Dakos Andrew Dakos, Manager of the Managing General Partner